Skip to main

Posts & Investments - #sec

Evan
@evangower
Citadel Securities pays $7 million to settle charges it violated short-sale rules. On Friday, the Securities Exchange Commission (SEC) said broker-dealer Citadel Securities had agreed to pay $7 million to settle charges it incorrectly handled millions of orders and violated short-selling rules. The SEC in a statement said Citadel Securities over a five-year period had incorrectly marked millionsSee more
1
0
$GME #FED #SEC #centralbanks #corruptpolitics
0
0
💰📈 $BTC futures contracts 📉, leading to higher roll-over costs for traders. • This raises concerns about futures-based ETF performance and shifts the spotlight on the need for spot-based ETFs 💡. • Traditional finance companies have now applied for spot-based Bitcoin ETFs with the U.S. SEC. This offers the potential for indefinite position holding and simpler crypto storage 🏦. What do you thinkSee more
0
0
The price of Bitcoin is plunging Friday morning after the WSJ reported the SEC as saying the spate of recent spot $BTC ETF filings are "inadequate." Wall Street Journal reported that the Securities and Exchange Commission (SEC) has notified the exchanges Nasdaq and Cboe, who submitted spot Bitcoin ETF applications on behalf of asset managers like BlackRock and Fidelity Investments, that the filingSee more
11
0

Did you see blackrock file for bitcoin etf yesterday? #btc #bitcoin #blackrock #ishares #sec

Yep👍0%
What? 👀0%
0 votes Ended 06/17/23
0
0
The Securities Exchange Commission (SEC) charged Binance, the world's largest cryptocurrency exchange, with mishandling customer funds and lying to regulators. Binance has denied the allegations and said it will contest them in court. The SEC's charges are the latest in a series of regulatory challenges facing Binance. The charges could have a significant impact on Binance's business, includingSee more
3
0
Crypto Rundown 📰 SEC Chairman Gary Gensler faced down a barrage of criticism from House Republicans over his agency's crackdown on cryptocurrency platforms. Digital assets platform Bakkt $BKKT completes $155M deal for Apex Crypto in one of the largest deals in the crypto landscape since the onset of the bear market in mid-2021. See more
3
0
Looks like things aren’t fresh at $TUP — Saw the news that their cash flow isn’t maintaining itself “post” pandemic. Their 8-K (think a midterm report/ current report — SEC to announce major events that shareholders should know about) shows a lot isn’t holding. Well, they shared that they don’t have enough cash to fund its operations. Tupperware is also exploring potential layoffs and reviewingSee more
2
0
Invested in Amazon
Tipped
0
0
Kd Lewis
@PurpleUmbrella
Invested in Dogecoin
0
0
Victor avatar
Victor
@victor
The US Securities and Exchange Commission (SEC) voted yesterday to propose major changes to the American equity market structure. According to SEC Chair Gary Gensler, "if adopted, [the proposals] would help ensure that brokers have policies and procedures in place to uphold one of their most important obligations: to seek best execution when trading securities, whether equities, fixed income, optiSee more
7
0
Sold AmazonInvested for 11 days
Lost7.65%
Tipped
0
0
Own your future.
Build your portfolio.
Products
Contact Us
Check the background of this firm on FINRA’s BrokerCheck.

© Copyright 2023 Public Holdings, Inc. All Rights Reserved.

Market data powered by Xignite.

All investments involve the risk of loss and the past performance of a security or a financial product does not guarantee future results or returns. You should consult your legal, tax, or financial advisors before making any financial decisions. This material is not intended as a recommendation, offer, or solicitation to purchase or sell securities, open a brokerage account, or engage in any investment strategy.

Product offerings and availability vary based on jurisdiction.

Stocks and ETFs.
Brokerage services for US-listed, registered securities are offered to self-directed customers by Open to the Public Investing, Inc. (“Open to the Public Investing”), a registered broker-dealer and member of FINRA & SIPC. Additional information about your broker can be found by clicking here. Open to Public Investing is a wholly-owned subsidiary of Public Holdings, Inc. (“Public Holdings”). This is not an offer, solicitation of an offer, or advice to buy or sell securities or open a brokerage account in any jurisdiction where Open to the Public Investing is not registered. Securities products offered by Open to the Public Investing are not FDIC insured. Apex Clearing Corporation, our clearing firm, has additional insurance coverage in excess of the regular SIPC limits. Additional information can be found here.

Alternative Assets.
Brokerage services for alternative assets available on Public are offered by Dalmore Group, LLC (“Dalmore”), member of FINRA & SIPC. “Alternative assets,” as the term is used at Public, are equity securities that have been issued pursuant to Regulation A of the Securities Act of 1933 (as amended) (“Regulation A”). This content is not investment advice. These investments are speculative, involve substantial risks (including illiquidity and loss of principal), and are not FDIC or SIPC insured. Alternative Assets purchased on the Public platform are not held in an Open to the Public Investing brokerage account and are self-custodied by the purchaser. The issuers of these securities may be an affiliate of Public, and Public (or an affiliate) may earn fees when you purchase or sell Alternative Assets. For more information on risks and conflicts of interest, see these disclosures. An affiliate of Public may be “testing the waters” and considering making an offering of securities under Tier 2 of Regulation A. No money or other consideration is being solicited and, if sent in response, will not be accepted. No offer to buy securities can be accepted, and no part of the purchase price can be received, until an offering statement filed with the SEC has been qualified by the SEC. Any such offer may be withdrawn or revoked, without obligation or commitment of any kind, at any time before notice of acceptance given after the date of qualification by the SEC or as stated in the offering materials relating to an investment opportunity, as applicable. An indication of interest to purchase securities involves no obligation or commitment of any kind.

Crypto.
Cryptocurrency execution and custody services are provided by Bakkt Crypto Solutions LLC (NMLS ID 1828849) through a software licensing agreement between Bakkt Crypto Solutions LLC and Public Platform LLC. Bakkt Crypto is not a registered broker-dealer or a member of SIPC or FINRA. Cryptocurrencies are not securities and are not FDIC or SIPC insured. Bakkt Crypto is licensed to engage in virtual currency business activity by the New York State Department of Financial Services. Please ensure that you fully understand the risks involved before trading: Bakkt Crypto Disclosures.

Treasuries.
U.S. Treasuries (“T-Bill“) investing services on the Public Platform are offered by Jiko Securities, Inc. (“JSI”), a registered broker-dealer and member of FINRA & SIPC. See JSI’s FINRA BrokerCheck and Form CRS for further information. When you enable T-Bill investing on the Public platform, you open a separate brokerage account with JSI (the “Treasury Account“).

JSI uses funds from your Treasury Account to purchase T-bills in increments of $100 “par value” (the T-bill’s value at maturity). T-bills are purchased at a discount to the par value and the T-bill’s yield represents the difference in price between the “par value” and the “discount price.” Aggregate funds in your Treasury Account in excess of the T-bill purchases will remain in your Treasury Account as cash. The value of T-bills fluctuate and investors may receive more or less than their original investments if sold prior to maturity. T-bills are subject to price change and availability - yield is subject to change. Past performance is not indicative of future performance. Investments in T-bills involve a variety of risks, including credit risk, interest rate risk, and liquidity risk. As a general rule, the price of a T-bills moves inversely to changes in interest rates. See Jiko U.S. Treasuries Risk Disclosures for further details.

Investments in T-bills: Not FDIC Insured; No Bank Guarantee; May Lose Value.

Banking services and bank accounts are offered by Jiko Bank, a division of Mid-Central National Bank, Member FDIC.

JSI and Jiko Bank are not affiliated with Public Holdings, Inc. (“Public”) or any of its subsidiaries. None of these entities provide legal, tax, or accounting advice. You should consult your legal, tax, or financial advisors before making any financial decisions. This material is not intended as a recommendation, offer, or solicitation to purchase or sell securities, open a brokerage account, or engage in any investment strategy.

Commission-free trading of stocks and ETFs refers to $0 commissions for Open to the Public Investing self-directed individual cash brokerage accounts that trade the U.S.-listed, registered securities electronically during the Regular Trading Hours. Keep in mind that other fees such as regulatory fees, Premium subscription fees, commissions on trades during extended trading hours, wire transfer fees, and paper statement fees may apply to your brokerage account. Please see Open to the Public Investing’s Fee Schedule to learn more.

Fractional shares are illiquid outside of Public and not transferable. For a complete explanation of conditions, restrictions and limitations associated with fractional shares, see our Fractional Share Disclosure to learn more.