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Posts & Investments - #sec

Citadel Securities pays $7 million to settle charges it violated short-sale rules. On Friday, the Securities Exchange Commission (SEC) said broker-dealer Citadel Securities had agreed to pay $7 million to settle charges it incorrectly handled millions of orders and violated short-selling rules. The SEC in a statement said Citadel Securities over a five-year period had incorrectly marked millionsSee more
$GME #FED #SEC #centralbanks #corruptpolitics
💰📈 $BTC futures contracts 📉, leading to higher roll-over costs for traders. • This raises concerns about futures-based ETF performance and shifts the spotlight on the need for spot-based ETFs 💡. • Traditional finance companies have now applied for spot-based Bitcoin ETFs with the U.S. SEC. This offers the potential for indefinite position holding and simpler crypto storage 🏦. What do you thinkSee more
The price of Bitcoin is plunging Friday morning after the WSJ reported the SEC as saying the spate of recent spot $BTC ETF filings are "inadequate." Wall Street Journal reported that the Securities and Exchange Commission (SEC) has notified the exchanges Nasdaq and Cboe, who submitted spot Bitcoin ETF applications on behalf of asset managers like BlackRock and Fidelity Investments, that the filingSee more

Did you see blackrock file for bitcoin etf yesterday? #btc #bitcoin #blackrock #ishares #sec

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0 votes Ended 06/17/23
The Securities Exchange Commission (SEC) charged Binance, the world's largest cryptocurrency exchange, with mishandling customer funds and lying to regulators. Binance has denied the allegations and said it will contest them in court. The SEC's charges are the latest in a series of regulatory challenges facing Binance. The charges could have a significant impact on Binance's business, includingSee more
Crypto Rundown 📰 SEC Chairman Gary Gensler faced down a barrage of criticism from House Republicans over his agency's crackdown on cryptocurrency platforms. Digital assets platform Bakkt $BKKT completes $155M deal for Apex Crypto in one of the largest deals in the crypto landscape since the onset of the bear market in mid-2021. See more
Looks like things aren’t fresh at $TUP — Saw the news that their cash flow isn’t maintaining itself “post” pandemic. Their 8-K (think a midterm report/ current report — SEC to announce major events that shareholders should know about) shows a lot isn’t holding. Well, they shared that they don’t have enough cash to fund its operations. Tupperware is also exploring potential layoffs and reviewingSee more
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The US Securities and Exchange Commission (SEC) voted yesterday to propose major changes to the American equity market structure. According to SEC Chair Gary Gensler, "if adopted, [the proposals] would help ensure that brokers have policies and procedures in place to uphold one of their most important obligations: to seek best execution when trading securities, whether equities, fixed income, optiSee more
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